Compliance & Regulatory Framework
Tok9 is designed to be compliance-ready and MiCA-aware, supporting structured digital asset markets under evolving EU and international frameworks. Tok9 does not claim any specific regulatory license.
Regulatory Alignment Overview
Governance policies are structured to align with regulatory requirements, including issuer disclosures, market transparency, and lifecycle controls.
AML / KYC Readiness
Tok9 supports AML/KYC integration pathways for issuers and participants, with jurisdictional adaptability based on regulatory obligations.
Market Integrity Principles
Listing disclosures, deterministic fees, and on-chain auditability support market integrity and participant protection.
Governance Authority
Under defined policies, governance may suspend or restrict assets, addresses, or market activity for legal or security reasons.
Exceptional Responses
Incident response and escalation procedures are designed to mitigate operational risk while maintaining transparent audit trails.
Complaints Handling
RSD TEC LDA maintains a structured complaints handling process. Participants can contact support for dispute reporting and resolution tracking.
Conflicts of Interest
Tok9 applies internal controls to identify and manage conflicts of interest, including governance oversight and transparency disclosures.